Investment Compliance Certification

The certificate in financial services compliance is the first online program offered by the graduate program in banking financial law.

Investment compliance certification. Three years experience in the financial services industry or either an undergraduate or graduate degree in finance economics business or law from an accredited university college or school. The nrs investment adviser certified compliance professional iaccp program co sponsored by the investment adviser association iaa is a professional education program granting the designation investment adviser certified compliance professional iaccp to individuals who complete an online andor in person instructor led program of study pass a certifying examination and meet. Healthcare compliance certification options. 15 hours of related financial training every two years.

Manage your certification. The diploma in investment compliance is a globally recognised qualification and is accredited by ofqual as the cisi level 6 diploma in investment compliance. The recognized standard of excellence for compliance professionals in the financial services area. Certified regulatory compliance manager crcm quick links.

The recognized standard of excellence for compliance professionals in the financial services area. The qualification is globally portable and designed to address the needs of an international market place. Failing to manage risk well may mean reduced funding and impact your ability to take care of patients. The graduate certificate in financial services compliance is designed for professionals working in a variety of financial institutions or at consulting auditing and law firms serving those institutions.

Why enrol on the cisi diploma in investment compliance. The online financial compliance certificate also offers the opportunity to pursue specific financial and compliance focused online classes that benefit those who work for financial institutions or in finance departments that deal with financial compliance and finance related regulatory issues on a daily basis. The diploma in investment compliance is a global qualification that offers a clear career pathway for compliance specialists and practitioners. Certified compliance specialist ccos designation essentials.

Investment adviser certified compliance professional iaccp program this certificate program is a professional education program granting the designation investment adviser certified compliance professional iaccp to individuals who complete an online andor in person instructor led program of study pass a. In the financial industry you face the risk of losing money and could be looking at fines and lawsuits. Achieving this qualification will provide you with the confidence of possessing a thorough understanding of the financial services regulatory environment both in the uk and internationally.